Senior Associate, Listing Compliance #TNJH

Job Title: Senior Associate, Listing Compliance

Job Duration: 6 months (Maternity Cover)

Working Hours: Mon-Fri, 9am – 6pm

Location: 2 Shenton Way, Singapore 068804

Nearest MRT: Tanjong Pagar

Salary: $6500

Start in early Oct 2026

Job Description

Key Accountabilities

• Reporting to the Team Leader and Unit Head, this position is responsible for managing a portfolio of listed issuers
• Acquired ability to detect non-compliance of listing rules and confident in responding to queries and providing advice on simple to moderate listing matters
• Acquired initiative and able to exercise good judgement in processing and prioritizing applications within the requisite KPI timelines
• Monitor compliance with listing rules and liaising with issuers on regulatory issues
• Investigate potential breaches of listing rules
• Following up on enforcement and disciplinary actions where breaches have occurred
• Processing of simple to moderate corporate actions within relevant timeframe
• Attend meetings concerning his/her portfolio and be able to address the main issues during the meetings and take minutes of such matters.
• Contribute to team goals
• Contribute to initiatives for fine-tuning and enhancing the Listing Compliance framework to support product and market growth and development and to sustain market relevant regulations and to retain first mover advantage
• Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of Listing Compliance functions
• Build effective relationships with internal and external stakeholders from business units to issuers and market professionals including investment bankers, solicitors, auditors and other regulators

Position Deliverables

• Ensure consistent, transparent, balanced and effective regulation of issuers which will instill confidence in market and issuers.
• Build up the quality of market and relationships with stakeholders
• Ability to use existing procedures to solve simple to moderately complex problems
• Exercise initiative, reasonable judgement and discretion under medium supervision
• Meticulous and accurate in reviewing and processing information
• Ability to communicate decisions and information clearly and accurately
• Must possess a good knowledge of listing rules

Requirements

• Bachelors degree in Business/Accountancy/Business Administration/ Economics/Law
• Candidates should preferably be able to understand financial statements
• Graduates from any other discipline may apply if applicant possesses strong analytical skills and is comfortable with numbers
• 2-3 years of working experience
• Analytical, written and verbal communication skills are important
• Energetic Team player with ability to work independently as required.
• Executive level experience working within the financial industry, especially in corporate finance, auditing, investment and research of listed companies, is highly preferred
• Meticulous
• Good understanding of listing rules and its applications and industry’s best practices will be an advantage

Essential Attributes

• Ability to think and write clearly and must possess high energy and urgency
• Demonstrate initiative
• Results oriented and decisive
• Demonstrate ability to work in a team
• Confident and possess good communication skills as candidate will be required to persuade and communicate with directors of listed issuers and other professionals

Interested applicants please email updated resume to [email protected]

Allegra Chan

The Outsourcing Team

Recruit Express Pte Ltd

EA Lic: 99C4599