12 Months Compliance Analyst (CDD, Insurance) #NJN

Marina One

Up to $4000 + 1 Month bonus

Key Responsibilities

· Conduct due diligence on new and existing accounts, and clients to ensure compliance with regulatory requirements and internal policies

· Analyze and verify client information, documentation and financial transactions

· Identify and highlight any potential fraudulent transactions and inconsistencies

· Ensure accurate and timely execution of all client/advisor tasks, not limited to onboarding, maintenance, transfers and trade submissions.

· Handle questions and provide support to internal and external stakeholders

· Archive client documentation and trade records systematically and securely

· Reconcile monies and ensure all transactions are accurately reflected in client records

· Prepare and submit various administrative documents as required

· Perform any ad hoc duties assigned, contributing to the overall efficiency and effectiveness of the department

Requirements

· Minimum 1-2 years of experience in financial operations

· Competency in Excel (preferred)

· Diploma / Degree in Business Admin/ Finance or related field

Jessica Nguyen Huynh Thanh Truc

CEI Reg. R23113787

EA License No. 99C4599

We regret that only shortlisted candidates will be notified.