-NEW- 6 Months Monitoring & Surveillance Specialist (Financial Institution)

Job Responsibilities:

· Execute conduct risk monitoring activities in accordance with approved procedures, ensuring timely reviews, accurate documentation, and escalation of exceptions or material findings.

· Conduct persistency monitoring to investigate adverse trends and support follow-up actions that improve sales quality, customer retention, and fair customer outcomes.

· Perform post-evaluation reviews of awards and incentives, including notifications, reinstatement assessments, and claw back actions in line with internal policies.

· Administer and monitor replacement of policy cases, including notifications, reminders, exception reviews, claw back processing, and maintenance of accurate records.

· Analyze data monitoring outputs, coordinate risk-based site visits, and review introducer campaigns and prospecting activities for compliance with regulatory requirements and internal policies.

· Maintain monitoring procedures and trackers, identify control gaps, recommend remediation, and support the testing and implementation of process improvements.

· Adhoc tasks and projects as assigned

Job Requirements

· Minimum Degree in a related discipline

· Minimum 2 years of relevant risk or case management experience

· Able to start immediately or within short notice

Interested candidates, kindly email your detailed resumes in MS word format to [email protected]

Attention to Joseph Koh Wei Jie(R1873431)

Shortlisted candidates will be notified

www.ambition.com.sg

EA Registration Number: R1873431

Data provided is for recruitment purposes only

Business Registration Number:200611680D. License Number: 10C5117