Compliance Intern

Responsibilities

• Support the compliance team in conducting compliance training and regular compliance reviews across various business units to ensure ongoing adherence to internal control frameworks and external regulatory requirements
• Monitor developments and provide guidance to business units on compliance with relevant regulations (e.g. Securities and Futures Act, Financial Advisers Act), best practices and industry standards
• Contribute to firm-wide compliance projects and strategic initiatives
• Prepare compliance reports and presentations
• Assist with other compliance-related duties and projects as assigned

Requirements:

• Independent, driven, resourceful and meticulous
• High sense of responsibility and integrity
• Strong interpersonal and analytical skills
• Ability to commit for a minimum period of 3 months