*NEW* 1 Year contract Compliance/Risk Monitoring Executive

Job Duties:

• Act as an independent assessor for Annual Fit and Proper declarations and ongoing screening matters
• Evaluate the relevant facts, supportingevidence, representative explanations, risk factors, and applicablerequirements to reach clear, consistent, and evidence-based assessmentoutcomes.
• Enhanced Monitoring recommendations
• Ensure the timely execution of approved monitoring measures and track the completion and fulfilment of all monitoring conditions, required submissions, evidence, due dates, breaches, and follow-up actions through to closure.
• Ensure that assessments, reviews, monitoring actions, escalations, and case closures are completed within prescribed service-level agreements.
• Maintain complete and accurate trackers, registers, case files, supporting evidence, correspondence, and audit trails, and perform reconciliations and quality checks to support effective oversight, timely reporting, and audit defensibility.
• Identify recurring exceptions, process gaps, control weaknesses, operational risks, and automation opportunities, and support enhancements to procedures, templates, trackers, workflows, dashboards, and reporting.
• Compile accurate operational statistics, status updates, ageing information, and supporting data for regular team and management reporting.
• Other ad hoc duties as assigned

Job Requirements:

• Diploma, degree, or professional qualification in business, finance, risk management, compliance, insurance, or a related discipline.
• 2-3 years of relevant experience in operations, compliance, business quality, due diligence, customer or representative administration, or governance within financial services or insurance is preferred.
• Candidates with strong analytical, documentation, and organisational skills may also be considered.
• Experience using spreadsheets, trackers, workflow tools, or case-management systems would be advantageous.

Interested applicants please send your resume in MS Words to [email protected] and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117