Securities, Futures and Forex Dealer

Responsibilities

• To execute futures and options, forex, securities and related orders for all clients
• To provide fundamental and technical analyses to clients
• To provide trade support services to customers including market information and performance, monitor and advice on client margin calls and facilities, trading limits, solving of out-trades
• To ensure work and duties are carried out professionally, and comply with all rules and regulations of local /overseas regulators and exchanges
• To assist back-office departments in trade-related work, ensure institutional customers’ trade confirmations are promptly emailed to the customers. Copies of such confirmations are to be given to the Operations team (settlement)
• To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department.
• To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities
• To check and monitor customer’s equity and position limits to ensure no over-trading
• To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly

Requirements

• Diploma or Degree in Business, Finance or related qualifications
• Min 3 years experience in Dealing
• CMFAS modules 1A, 2A, 5, 6 and 6A are required
• Knowledge on online trading platforms
• Result-oriented, well-read on industry development and ability to articulate well
• Good communication and interpersonal skills
• Able to work on shifts & public holidays
• Strong team player, fast learner, proactive and able to perform task independently
• Good command in written and spoken English. Able to speak Mandarin to support Mandarin-speaking clients