Compliance & Risk Officer

The firm is looking for a Compliance & Risk Officer to oversee the Company's compliance framework, ensure adherence to applicable laws and regulatory requirements, identify and mitigate operational and compliance risks, and promote a strong culture of governance and ethical business practices.

Key responsibilities:

• Develop, implement, and maintain the Company's compliance and risk management framework.

• Monitor compliance with applicable laws, regulations, internal policies, and industry standards.

• Review and update internal policies, procedures, and controls to ensure ongoing regulatory compliance.

• Conduct periodic compliance monitoring, risk assessments, and internal reviews.

• Advise management on regulatory developments and their potential impact on the Company's operations.

• Coordinate with regulators, external auditors, and other relevant stakeholders on compliance-related matters.

• Investigate compliance incidents, breaches, or complaints, and recommend corrective and preventive actions.

• Prepare compliance and risk reports for senior management and the Board of Directors.

• Deliver compliance training and awareness programs to employees.

• Maintain accurate compliance records and ensure timely regulatory filings where applicable.

• Foster a culture of integrity, ethical conduct, and risk awareness throughout the organization.

• Perform other ad hoc duties as assigned by Management.

Preferred Qualifications/Competencies/Skills/Profile:

• Bachelor's degree in Business, Finance, Economics, Accounting, Commerce, or a related discipline. Prior experience in compliance and risk management will be an added advantage.

• Candidate without experience may be considered.

• Good written and verbal communication skills.

• Ability to work independently as well as in collaboration with others.

• Self-motivated, committed, and enthusiastic.

• Strong interpersonal skills with the ability to build positive working relationships.

• Proficiency in MS Office applications is expected

• Immediate or short notice preferred.

Only shortlisted candidates will be contacted.