-NEW- 6 Months Distribution Monitoring Analyst (Financial Services)

Job Responsibilities:

· Manage compliance reporting, misconduct trends and data analysis for distribution channels, ensuring accurate and timely completion of reports and submissions.

· Conduct thorough investigations into suspected agency misconduct, assess findings and recommend appropriate actions to address substantiated sales and conduct issues.

· Engage customers and distribution channels to gather relevant information and conduct fair, objective assessments of alleged misconduct.

· Monitor adherence to market and business conduct requirements across distribution channels, ensuring compliance with applicable regulations, industry standards and internal policies.

· Stay updated on relevant regulatory requirements, compliance standards and business rules to support effective conduct risk management.

· Support and deliver compliance projects and initiatives to meet regulatory requirements, strengthen controls and improve operational processes.

· Assist with policy replacement and appeal reviews, ensuring cases are assessed consistently and in accordance with established guidelines.

· Adhoc tasks and projects as assigned

Job Requirements

· Minimum Diploma in a related discipline

· Minimum 1years of relevant experience

· Able to start immediately or within short notice

Interested candidates, kindly email your detailed resumes in MS word format to [email protected]

Attention to Joseph Koh Wei Jie(R1873431)

Shortlisted candidates will be notified

www.ambition.com.sg

EA Registration Number: R1873431

Data provided is for recruitment purposes only

Business Registration Number:200611680D. License Number: 10C5117