Associate

Responsibilities

• Enter client orders promptly and accurately to facilitate timely trade execution
• Process trade instructions and manage all related documentation to ensure transaction completeness
• Provide administrative support to the dealing team by managing emails, phone calls, WhatsApp and WeChat messages, and updating client accounts
• Communicate effectively with clients and internal teams to resolve queries and issues, maintaining professional relationships
• Maintain accurate records of client interactions, transactions, and account updates to support audit and compliance requirements
• Ensure all tasks comply with internal policies, regulatory guidelines, and industry standards

Requirements

• Diploma or Degree in Banking, Finance, Business, or related fields
• Completion of CMFAS papers as required for regulatory compliance
• Able to utilize MS Office tools proficiently to prepare reports and manage data
• Strong organizational and time-management skills to handle multiple tasks efficiently
• High attention to detail and accuracy in all transaction and record-keeping activities
• Able to work independently and collaboratively within a team environment to achieve operational goals
• Interest in financial markets and investment products
• Prior experience in stockbroking backroom operations will be an advantage