Market Conduct Advisory #ESY

You will be part of the team that is responsible for ensuring regulatory compliance of the consumer banking business, covering areas such as market conduct risk management and cross-border compliance matters.

Key responsibilities will include:

• Assisting with the assessment of CMFAS exemptions and fit-and-proper assessments for the recruitment of sales staff.

• Assisting with the internal stakeholder disseminations and compliance with regulatory updates.

• Preparing for and executing the annual recertification exercise for 2027

• Assisting with the biennial reviews for country-specific cross-border marketing guidelines

• Contributing to projects for process enhancement and framework clarity.

• Contributing to risk-related projects, initiatives, and continuous improvement activities as required.

Interested candidates, please email your resume to [email protected]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted