Compliance Executive (Legal)

Overview:
Our client, an established US-based investment firm with operations in Singapore, is seeking a motivated and detail-oriented Compliance Officer to support its regulatory compliance functions.

This role offers an opportunity to gain exposure to MAS regulatory requirements, AML/CFT compliance, fund management operations and corporate governance while working closely with senior management and regional compliance teams.

Job Responsibilities:

• Monitor MAS regulatory requirements and assist with regulatory filings, licensing matters, compliance documentation and policy updates.
• Support compliance monitoring activities, internal audits, risk assessments and remediation of compliance findings.
• Assist with AML/CFT compliance, including customer due diligence (CDD/EDD), ongoing monitoring and suspicious transaction reporting.
• Maintain compliance policies, registers and records while supporting PDPA requirements, staff training and regulatory reporting.
• Work closely with internal stakeholders and overseas compliance teams on regulatory matters, representative requirements and third-party due diligence.

Job Requirements:

• Bachelor's Degree in Law (LLB) or a related law qualification.
• Minimum 2 years of experience in a law firm, financial institution or corporate legal function, preferably as a Legal Assistant, Legal Associate or In-house Legal Counsel.
• Exposure to fund management, MAS regulatory requirements or compliance-related matters will be an added advantage.
• Strong analytical, organisational and communication skills, with good attention to detail and willingness to develop a career in compliance.
• Working location: Central

Please include the following information in your resume.

• Current & Expected Salary
• Reason(s) for leaving
• Notice Period / Availability to commence work

By submitting any application or resume to us, you will be deemed to have agreed and consented to us disclosing your personal information to prospective employers for their consideration.

We regret only short-listed candidates will be notified.
EA License | 18C9251 WGT Group
Registration No | R22111484 Ketty Lim