Senior Compliance - AUDIT BACKGROUND (6 months/GOVT) - West/up to $6.5k #HAO

Salary: up to $6500
Duration: 6 months

Working Days & Hours: Mon-Fri Office Hours

Location: Tanjong Pagar

Job Description:

Acquired ability to detect non-compliance of listing rules and confident in responding to queries and providing advice on simple to moderate listing matters

Acquired initiative and able to exercise good judgement in processing and prioritizing applications within the requisite KPI timelines

Monitor compliance with listing rules and liaising with issuers on regulatory issues

Investigate potential breaches of listing rules. Following up on enforcement and disciplinary actions where breaches have occurred

Processing of simple to moderate corporate actions within relevant timeframe

Attend meetings concerning his/her portfolio and be able to address the main issues during the meetings and take minutes of such matters.

Contribute to team goals

Contribute to initiatives for fine-tuning and enhancing the Listing Compliance framework to support product and market growth and development and to sustain market relevant regulations and to retain first mover advantage

Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of Listing Compliance functions

Build effective relationships with internal and external stakeholders from business units to issuers and market professionals including investment bankers, solicitors, auditors and other regulators

Job Requirements: Min Degree in finance/accountancy w min 3 yrs of relevant audit experience

Interested candidates, please submit your resume to: [email protected]

Ally Audrey Lok Xin Woon

Recruit Express Pte Ltd (Healthcare & Lifescience)

Company EA Licence number : 99C4599

Personnel EA License: R21102307

[email protected]