-NEW- 12 Months Distribution Conduct Executive (Financial Services)

Job Responsibilities:

· Ensure timely completion of compliance reporting, misconduct trend analysis and distribution channel data analytics in accordance with regulatory and internal deadlines.

· Conduct thorough investigations and assessments of suspected agency misconduct, identifying root causes, evaluating potential risks and recommending appropriate remediation for substantiated cases.

· Engage with customers, agents and distribution partners to gather relevant information and supporting evidence to facilitate fair, objective and comprehensive assessments of alleged misconduct.

· Monitor and promote adherence to market conduct, sales practices and compliance standards across distribution channels, escalating potential breaches or concerns where appropriate.

· Maintain strong knowledge of and compliance with applicable regulatory requirements, industry standards, regional compliance standards and internal business policies and procedures.

· Support and deliver compliance-related projects and initiatives, including regulatory requirements, process enhancements and initiatives aimed at improving operational efficiency and strengthening controls.

· Assist with the review and assessment of policy replacement appeals, ensuring cases are evaluated objectively and in accordance with established policies and procedures.

· Prepare and maintain accurate management reports, compliance analysis and misconduct trend reporting, highlighting key findings, emerging risks and areas requiring management attention

· Adhoc tasks and projects as assigned

Job Requirements

· Minimum Degree in a related discipline

· Minimum 1 years of relevant experience

· Able to start immediately or within short notice

Interested candidates, kindly email your detailed resumes in MS word format to [email protected]

Attention to Joseph Koh Wei Jie(R1873431)

Shortlisted candidates will be notified

www.ambition.com.sg

EA Registration Number: R1873431

Data provided is for recruitment purposes only

Business Registration Number:200611680D. License Number: 10C5117